MATTHEW CRUMP
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/29/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20110281074-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Matthew Crump, Respondent CRD No. 1924664 Pursuant to FINRA Rule 921S of FINRA's Code of Procedure, I, Matthew Crump, ("Cramp" or "Respondent"), submit this Letter of Acceptance, Waiver arid Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC
Reference 2011028107401finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1924664 |
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