Nex Systems
Person

EDUARDO BUSTANI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/20/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008012994401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Eduardo Bustani, Respondent CRD No. 4455716 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Eduardo Bustani ("I," "Bustani" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2008012994401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4455716

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