Lee Victor Nordstrom
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/01/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065149801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lee Victor Nordstrom (Respondent) General Securities Representative CRD No. 2248261 Pursuant to FINRA Rule 9216, Respondent Lee Victor Nordstrom submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted
Reference 2020065149801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2248261 |
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