Person

MARK F. MIZENKO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/13/2005: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No. 52600 / October 13, 2005 Admin. Proc. File No. 3-11806 In the Matter of the Application of MARK F. MIZENKO For Review of Disciplinary Action Taken by NASD OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION - REVIEW OF DISCIPLINARY PROCEEDINGS Violation of Rules of Fair Practice Forgery of Member Firm Officer's Signature of Corporate Resolution Registered representative of member firm of registered

    Reference C8B030012data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1812411

Other names1

Also known as1

MARK FRANCIS MIZENKO

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