MARK F. MIZENKO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/13/2005: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No. 52600 / October 13, 2005 Admin. Proc. File No. 3-11806 In the Matter of the Application of MARK F. MIZENKO For Review of Disciplinary Action Taken by NASD OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION - REVIEW OF DISCIPLINARY PROCEEDINGS Violation of Rules of Fair Practice Forgery of Member Firm Officer's Signature of Corporate Resolution Registered representative of member firm of registered
Reference C8B030012data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1812411 |
Other names1
Also known as1
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