DENNIS MATTHEW LOVETT, JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/31/2025: In 2025, Lovett refused to provide information and documents requested pursuant to FINRA Rule 8210. As a result, Lovett violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2023080791601finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5181580

Other names1

Also known as1

Dennis Matthew Lovett Jr.

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