CHRISTIAN PETER KURETSKI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/16/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT Complainant, v. CHRISTIAN PETER KURETSKI (CRD No. 2487902) Respondent. Disciplinary Proceeding No. C9B040108 Hearing Officer - AWH Default Decision August 16, 2005 Formerly registered representative misused customer funds, in violation of Conduct Rule 2110, and failed to respond to NASD requests for information and testimony, in violation of Procedural Rule 8210 and Conduct Rule 2110. Respondent barred for each violation. Appearances
Reference C9B040108data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2487902 |
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