FRED L. MAY III

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/01/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070109543.01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Fred L. May, HI, Respondent Investment Company and Variable Contracts Products Representative, General Securities Principal and General Securities Representative [CRD No. 3193207] Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Fred L. May, III, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the
Reference 2007010954301finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	3193207

Other names1

Also known as1

FRED LUTHER MAY, III

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