Nex Systems
Person

JOSEPH ANTHONY GIORDANO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/16/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024683401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Joseph Anthony Giordano, Respondent CRD No. 1383564 Pursuant to FINRA Rule 9216 ofFINRA's Code of Procedure, I, Joseph Anthony Giordano, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2010024683401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1383564

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