BRANDON C ALLSUP
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/06/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005269601 TO: Department of Enforcement NASD RE: Brandon C. Allsup, Respondent General Securities Representative [CRD No. 5092387] Pursuant to Rule 9216 of NASD Code of Procedure, Brandon C. Allsup submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions
Reference 2006005269601finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5092387 |
Other names1
Also known as1
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