Nex Systems
Person

ERIC LICHTENSTEIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/12/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 2009018339703 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Eric Lichtenstein, Respondent General Securities Principal, General Securities Representative, and Corporate Securities Representative [CRD No. 4508335] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Eric Lichtenstein, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2009018339703data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4508335

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