Nex Systems
Person

CHRISTOPHER WILLIAM SHANAHAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/31/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014404801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher William Shanahan, Respondent CRD No. 2973891 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Christopher W. Shanahan ("I," "Shanahan" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2008014404801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2973891

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