Nex Systems
Person

TERRENCE RAYMOND PURICELLI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/15/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051482301 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Terrence R. Puricelli, Respondent Former General Securities Representative CRD No. 4298711 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Terrence R. Puricelli ("Puricelli"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2016051482301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4298711

Other names1

Also known as1

Terrence R. Puricelli

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