ROBERT A. SIGNORE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/27/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ROBERT A. SIGNORE (CRD No. 5401120), Respondent. Disciplinary Proceeding No. 2008015760901 Hearing Officer - MC DEFAULT DECISION July 27, 2010 Respondent forged a customer's signature on two personal checks without the customer's knowledge or consent, in violation of Conduct Rule 2110. For doing so, Respondent is barred from associating with any FINRA member firm in any capacity. Appearances
Reference 2008015760901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5401120 |
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