Crystal Bing Sum Cho
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/13/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076437201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Crystal Bing Sum Cho (Respondent) Former Associated Person CRD No. 7277415 Pursuant to FINRA Rule 9216, Respondent Crystal Bing Sum Cho submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022076437201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7277415 |
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