Nex Systems
Person

IKE JOSEPH TALBOT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/03/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006006856601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ike Joseph Talbot Investment Company and Variable Contracts Products Representative CRD No. 1695719 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Ike Joseph Talbot ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2006006856601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1695719

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