Nex Systems
Person

JOHN CHRISTOPHER RIQUEROS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/28/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080160439 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Christopher Riqueros General Securities Representative (CRD No. 5060850) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Christopher Riqueros ("Riqueros"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2008016040901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5060850

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