MILES ARTHUR BAHL

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/20/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Miles A. Bahl (CRD No. 10092), and Respondents. Disciplinary Proceeding No. 2011027338901 Hearing Officer DS ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 20, 2015 INTRODUCTION Disciplinary Proceeding No. 2011027338901 was filed on December 8, 2014, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Miles Bahl (Respondent) submitted
Reference 2011027338901data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/08/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Miles A. Bahl (CRD No. 10092), Conrad R. Huss (CRD No. 2047874), and Christopher J. Moran (CRD No. 1095395), Respondents. DISCIPLINARY PROCEEDING No. 2011027338901 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. This case arises out of fraudulent misrepresentations made by Respondents Miles Bahl and Conrad Huss in connection with the solicitation and sale of over $3 million
Reference 2011027338901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	10092

Other names1

Also known as1

MILES A. BAHL

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