RAMONA M. BIANCHI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/20/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008767001 TO: Department of Enforcement NASD RE: Ramona M. Bianchi, Respondent Limited Representative - Investment Company and Variable Contracts Products CRD No. 3126133 Pursuant to Rule 9216 of the NASD Code of Procedure, Ramona M. Bianchi ("Bianchi") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described
Reference 2007008767001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3126133

Other names1

Also known as1

RAMONA MARIE BIANCHI

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