CHRISTOPHER GEORGE ORLANDO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/30/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017056432603 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher G. Orlando (Respondent) Former General Securities Representative CRD No. 4136262 Pursuant to FINRA Rule 9216, Respondent Christopher G. Orlando submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2017056432603data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4136262

Other names1

Also known as1

Christopher G. Orlando

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.