SUSAN B LAULETTA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. No. 2009016911207 Joseph Tucciarone (CRD No. 1060717), Anita Bryant (CRD No. 1688535), and Susan Lauletta (CRD No. 2655117), Respondents. DISCIPLINARY PROCEEDING Hearing Officer - LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: December 10, 2012 INTRODUCTION Disciplinary Proceeding No. 2009016911207 was filed on March 5, 2012, by the Department of Enforcement of the Financial
Reference 2009016911207data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2655117

Other names1

Also known as1

SUSAN LAULETTA

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