Nex Systems
Person

JOHN K. COLVIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/31/2006: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. John K. Colvin, General Securities Representative [CRD No. 2811349] Respondent. Disciplinary Proceeding No. E052004016504 Hearing Officer RSH ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 31, 2006 INTRODUCTION Disciplinary Proceeding No. C05050030 was filed on June 1, 2005, by the Department of Enforcement of NASD ("Complainant"). Respondent John

    Reference E052004016504data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2811349

Other names1

Also known as1

JOHN KENT COLVIN

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