KRYSTAL KAY TAYLOR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/24/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, v. KRYSTAL KAY TAYLOR (CRD No. 5519277), Respondent. Disciplinary Proceeding No. 2010025100601 Hearing Officer - LBB DEFAULT DECISION Dated: February 24, 2012 Respondent Krystal Kay Taylor is barred from associating with any FINRA member firm in any capacity for submitting falsified documents to her firm's insurance affiliate, in violation of FINRA Rule 2010. She is also barred for failing to appear and testify at
Reference 2010025100601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5519277 |
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