Peter Thomas Lawrence
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/19/2026: In June and July 2025, Lawrence failed to provide documents and information requested pursuant to FINRA Rule 8210. In September 2025, Lawrence failed to appear for on-the-record testimony requested pursuant to FINRA Rule 8210. As a result, Respondent violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2023079905502data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2695687 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.