JOSE H. MANJARRES
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/23/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. Jose H. Manjarres, (CRD No. 2718838) Respondent. Disciplinary Proceeding No. 2005001663001 Hearing Officer - AHP ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 23,2007 INTRODUCTION Disciplinary Proceeding No. 2005001663001 was filed on or about December 18, 2006, by the Department of Enforcement of NASD ("Complainant"). Respondent Jose H. Manjarres
Reference 2005001663001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2718838 |
Other names1
Also known as1
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.