Nex Systems
Person

KYLE BROWNING ROWE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/27/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E062004009601 TO: Department of Enforcement NAS RE: Salomon Grey Financial Corporation CRD No. 43413 Kyle Browning Rowe Financial and Operations Principal CRD No. 2310978 Pursuant to Rule 9216 of NASD Code of Procedure, Salomon Grey Financial Corporation and Kyle Browning Rowe (hereinafter referred to as "Salomon Grey" and "Rowe." individually or "Respondents," collectively) submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference E062004009601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2310978

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