JASON MICHAEL MUTASCIO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/01/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA") OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JASON MICHAEL MUTASCIO, (CRD No. 4156832) Respondent. Disciplinary Proceeding No. 2009017814901 COMPLAINT The Department of Enforcement alleges: RESPONDENT AND JURISDICTION 1. Jason Michael Mutascio ("Mutascio") entered the securities industry in March 2000, with a FINRA member firm. Mutascio was first registered as a general securities representative in January 2001. Mutascio was
10/20/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA") OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JASON MICHAEL MUTASCIO, (CRD No. 4156832) Respondent. Disciplinary Proceeding No. 2009017814901 Hearing Officer: LBB ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2009017814901 was filed on September 1, 2010, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") ("Complainant"). Respondent Jason Michael Mutascio
Reference 2009017814901data-portal.finra.org finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4156832

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