Nex Systems
Person

Ruben Gerardo Aleman Escalante

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/05/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055328401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Ruben Gerardo Aleman Escalante, Respondent Investment Company Products/Variable Contracts Representative CRD No. 6732188 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Ruben Gerardo Aleman Escalante ("Aleman" or "Respondent") submit this Letter of Acceptance, Waiver and Consent

    Reference 2017055328401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6732188

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