JASPER EUGENE BOYKIN, JR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/12/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JASPER E. BOYKIN, JR. (CRD No. 3141703), Respondent. Disciplinary Proceeding No. 2016049508602 Hearing Officer – CC DEFAULT DECISION February 12, 2018 Respondent failed to respond timely to three Rule 8210 requests in 2016 and failed to respond at all to three Rule 8210 requests in 2017 related to the same investigation. For this misconduct,
10/16/2017: FINANCIAL INDUSTRY REGULATROY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jasper E. Boykin, Jr. (CRD No. 3141703), Respondent DISCIPLINARY PROCEEDING NO. 2016049508602 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between April 2016 and November 2016, Jasper E. Boykin, Jr. failed to timely respond to three requests for information and documents sent to him by FINRA
Reference 2016049508602data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3141703 |
Other names1
Also known as1
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