Nex Systems
Person

DONNA KAY BEERS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/02/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040397202 TO: Department of Enforcement Financial lndustry Regulatory Authority ("FlNRA") RE: Donna Kay Beers, Respondent General Securities Representative ("GSR") CRD No. 1172038 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Donna Kay Beers, submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a

    Reference 2014040397202data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1172038

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