CHRISTOPHER A. CORSO SR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/03/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHRISTOPHER A. CORSO, SR. (CRD No. 2414943), Respondent. Disciplinary Proceeding No. 2006003673302 DEFAULT DECISION Hearing Officer-SW Date: June 3, 2008 Respondent was barred for violating: (i) NASD Conduct Rule 2110 and IM-1000-1 by willfully failing to disclose his criminal history and an unsatisfied tax lien on several Form U-4s and amendments; and (i) NASD Conduct Rule 2110 and Procedural Rule
Reference 2006003673302data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2414943 |
Other names1
Also known as1
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