Nex Systems
Person

Bradley Allen Latting

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/01/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057319702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bradley Allen Latting, Respondent Investment Company and Variable Contracts Products Representative CRD No. 4850825 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bradley Allen Latting ("Latting" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC")

    Reference 2018057319702data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4850825

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.