MICHAEL BAHAR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/08/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008158201 To: Department of Enforcement Financial Industry Regulatory Authority Re: Michael Bahar General Securities Representative and Equity Trader CRD No. 5136334 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, I, Michael Bahar (Bahar), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2007008158201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5136334 |
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