JESSE AARON BRAY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/10/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080242101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jesse A. Bray (Respondent) Former General Securities Representative CRD No. 6310189 Pursuant to FINRA Rule 9216, Respondent Jesse A. Bray submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2023080242101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	6310189

Other names1

Also known as1

Jesse A. Bray

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