VICTOR G. LOWATCHIE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/22/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E112004045001 TO: Department of Enforcement NASD RE: Victor G. Lowatchie, Respondent General Securities Representative CRD No. 2203004 Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Victor G. Lowatchie ("Lowatchie") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will
Reference E112004045001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2203004

Other names1

Also known as1

VICTOR GARY LOWATCHIE

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