Daniel Richard Hajduk
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/26/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 202106937S801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daniel Richard Hajduk (Respondent) General Securities Representative, Registered Options Principal CRD No. 830330 Pursuant to FINRA Rule 9216, Respondent Daniel Richard Hajduk submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.
Reference 2021069375801finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 830330 |
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