Nex Systems
Person

MATTHEW SUNGHOON KIM

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/29/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100235004 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew Sunghoon Kim, Respondent Associated Person CRD No. 5759710 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Matthew Sunghoon Kim submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2010023500401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5759710

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