Nex Systems
Person

JUSTIN AMARAL

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/19/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041397201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Justin Amaral, Respondent General Securities Representative CRD No. 4440980 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Justin Amaral ("Respondent" or "Amaral"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2014041397201finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4440980

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.