BEI MIN HONG
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/03/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. BEI MIN HONG (CRD No. 4681161), Respondent. Disciplinary Proceeding No. 2005 002 4340-01 Hearing Officer - SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 3, 2006 INTRODUCTION NASD Disciplinary Proceeding No. 2005 002 4340-01 was filed on February 24, 2006, by the Department of Enforcement of NASD ("Complainant"). Respondent Bei Min Hong ("Respondent") submitted an Offer of Settlement ("Offer") to Complainant on April 27, 2006.
Reference 2005002434001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4681161 |
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