Nex Systems
Person

Craig Eugene Walker

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/30/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053798602 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Craig Eugene Walker, Respondent Investment Company and Variable Contracts Products Representative CRD No. 5427440 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Craig Eugene Walker ("Walker" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC")

    Reference 2017053798602data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5427440

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