Sun Hyung Kim
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/26/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064935601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Sun Hyung Kim (Respondent) General Securities Representative CRD No. 2548242 Pursuant to FINRA Rule 9216, Respondent Sun Hyung Kim (Kim) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019064935601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2053243 |
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