Jacob Chudzinski
Regulator actionUnited States. Named in 2 sanctions listings.
Sanctions and listings2
- Effective
- 5 Mar 2009
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Section 19 Letters
Programme US-FED-ENFfederalreserve.govfederalreserve.gov
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/18/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005002552101 To: Department of Enforcement NASD Re: Jacob Roman Chudzinski General Securities Representative CRD# 1489143 Pursuant to Rule 9216 of NASD Code of Procedure, Jacob Roman Chudzinski ("Chudzinski" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not
Reference 2005002552101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1489143 |
Supporting documents1
Other names2
Also known as2
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