Nex Systems
Person

DANA REECE ANDERSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/30/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 20080155122 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dana Reece Anderson General Securities Representative CRD No. 2201878 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Dana Reece Anderson, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2008015512201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2204878

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