CESAR MANUEL CASADO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/13/2025: In October 2024, Casado refused to produce information and documents as requested pursuant to FINRA Rule 8210. Therefore, Casado violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2024082919601data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6215747

Other names1

Also known as1

Cesar M. Casado

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