Person

JEFFREY DOUGLAS STADELMANN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/22/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008012970401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey Stadelmann, Respondent Limited Registered Representative CRD No. 1387980 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey Stadelmann, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2008012970401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1387980

Other names1

Also known as1

JEFFREY STADELMANN

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