KIMBERLIE M. CLARK

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/24/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025003701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Kimberlie M. Clark, Respondent Equity Trader Limited Representative, Investment Advisor Representative, General Securities Representative, General Securities Principal, and Financial and Operations Principal CRD No. 2897446 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and
Reference 2010025003701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2897446

Other names1

Also known as1

KIMBERLIE MUNSIE CLARK

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