Nex Systems
Person

GARY L WIGAND

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/09/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARINGF OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GARY L. WIGAND (CRD No. 4284982), Respondent. Disciplinary Proceeding No. 2006005268101 DEFAULT DECISION Hearing Officer-SNB October 9, 2007 For Respondent's failure to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any FINRA member in any capacity. In light of the bar, no further sanctions are imposed for Respondent's forgery and

    Reference 2006005268101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4284982

Other names1

Also known as1

GARY L. WIGAND

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