ROBERT F. GLESSNER JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/09/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008425501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA")RE: Robert F. Glessner, Jr., Respondent General Securities Representative CRD No. 2354148 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Robert F. Glessner, Jr. submits this Letter of Acceptance, Waiver and Consent for the purpose of proposing a settlement of the
Reference 2007008425501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2354148 |
Other names1
Also known as1
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