Nex Systems
Person

JEFFREY GARLAND KELLY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/18/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100251923-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey Garland Kelly, Respondent CRD No. 2547707 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey Garland Kelly ("Kelly" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2010025192301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2547707

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