KEVIN JOSEPH JAHNER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/23/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KEVIN JOSEPH JAHNER (CRD No. 3187721), Respondent. Disciplinary Proceeding No. 2011028824001 Hearing Officer-LBB DEFAULT DECISION Date: November 23, 2012 Respondent is barred from associating with any FINRA member firm in any capacity for violating FINRA Rules 8210 and 2010 by failing to respond to requests for documents and information. Appearances Joel T. Kornfeld, Esq., Senior Regional Counsel,
Reference 2011028824001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3187721 |
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