Nex Systems
Person

JOSEPH P. LOVAGLIO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/07/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Joseph P. Lovaglio, CRD No. 3234996 Respondent Disciplinary Proceeding No. 2007008650501 Hearing Officer - LBB Date: January 7, 2008 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2007008650501 was filed on September 28, 2007, by the Department of Enforcement of the Financial Industry Regulatory

    Reference 2007008650501finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number3234996

Other names1

Also known as1

JOSEPH PATRICK LOVAGLIO

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